Ray Yat Ming Sun
辛一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Yat Ming Sun (辛一鳴), a licensed former licensee with CE reference ADQ922. This person has 3.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-14 | 2012-04-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-14 | 2012-04-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-14 | 2012-04-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-12-14 | 2012-04-03 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-12-14 | 2012-04-03 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-03-31 | 2011-06-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-29 | 2011-06-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-05-29 | 2011-06-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-08 | 2011-06-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-30 | 2011-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ray Yat Ming Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.