Choon Sim
沈俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choon Sim (沈俊), a licensed former licensee with CE reference ADQ377. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-10 | 2017-04-28 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-10 | 2017-04-28 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-22 | 2012-07-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-09-22 | 2012-07-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-20 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-11-20 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2006-11-20 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-27 | 2006-11-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-27 | 2006-11-20 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-27 | 2006-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Choon Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.