Chi Wa Au
歐志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Au (歐志華), a licensed former licensee with CE reference ADQ336. This person has 17.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaxin Futures Limited 華信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-06-09 | 2020-12-02 |
| Huaxin Futures Limited 華信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-22 | 2020-06-09 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-03-04 | 2020-04-17 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-02 | 2020-04-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-06 | 2020-02-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-02-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-02 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wa Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.