Samir Surendra Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samir Surendra Shah ( ), a licensed former licensee with CE reference ADQ003. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sattva Investment Advisors Limited | RO | Type 9 — Asset management | 2008-02-21 | 2015-04-22 |
| Sattva Investment Advisors Limited | RO | Type 4 — Advising on securities | 2003-10-30 | 2015-04-22 |
| Sattva Investment Advisors Limited | RO | Type 5 — Advising on futures contracts | 2003-10-30 | 2015-04-22 |