Thomas John Monaco
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas John Monaco ( ), a licensed former licensee with CE reference ADN776. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Street Advisors Limited |
RO | Type 9 — Asset management | 2013-09-09 | 2023-08-05 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-08-26 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-10-11 | 2013-01-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-11 | 2012-10-11 |