Vanessa Shuk Yee Kwok
郭淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Shuk Yee Kwok (郭淑儀), a licensed former licensee with CE reference ADM985. This person has 7.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-12-21 | 2010-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2010-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-31 | 2010-07-06 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-31 | 2006-12-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vanessa Shuk Yee Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.