John Alan Seal

CE No. ADL831 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Alan Seal (), a licensed former licensee with CE reference ADL831. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 1 — Dealing in securities present 2003-08-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 4 — Advising on securities present 2003-08-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 6 — Advising on corporate finance present 2003-08-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 9 — Asset management present 2003-08-19

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