Hung Guan Ong
王漢源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Guan Ong (王漢源), a licensed former licensee with CE reference ADL565. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2006-01-03 | 2006-02-18 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2006-01-03 | 2006-02-18 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 9 — Asset management | present | 2003-06-16 |