Seung Whan Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Whan Kim ( ), a licensed former licensee with CE reference ADL515. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-24 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-24 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-24 |