Rose Yee Chung Mak
麥懿中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rose Yee Chung Mak (麥懿中), a licensed former licensee with CE reference ADK466. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-15 | 2015-02-25 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-26 | 2015-02-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-12 | 2006-04-13 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-01 |