Stephen Man Han Yenn
嚴敏行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Man Han Yenn (嚴敏行), a licensed former licensee with CE reference ADK342. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-02-24 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-02-24 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |