Mark Philip Baughan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Philip Baughan ( ), a licensed former licensee with CE reference ADJ861. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd Baughan Limited | RO | Type 9 — Asset management | 2006-01-19 | 2021-09-08 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2004-10-15 | 2004-11-01 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2004-10-15 | 2004-11-01 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-03 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | present | 2003-11-03 |