Ying (SFC:ADJ024) Liu
廖影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ADJ024) Liu (廖影), a licensed former licensee with CE reference ADJ024. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2010-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | present | 2010-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2008-02-04 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-17 |