Ho Yan (SFC:ADI060) Chan
陳浩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan (SFC:ADI060) Chan (陳浩恩), a licensed former licensee with CE reference ADI060. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-02 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-02 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-02 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-02 |