Herman Yat Wo Fong
方逸禾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Yat Wo Fong (方逸禾), a licensed former licensee with CE reference ADH944. This person has 12.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-16 | 2018-10-02 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 9 - Asset management | 2011-08-10 | 2018-10-02 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2009-05-14 | 2011-08-10 |
| D.B. Zwirn Asia Partners Limited | RO | Type 2 - Dealing in futures contracts | 2007-10-05 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited | RO | Type 1 - Dealing in securities | 2005-09-27 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited | RO | Type 4 - Advising on securities | 2005-09-27 | 2008-12-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-13 | 2005-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herman Yat Wo Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.