Yan Lok Yanni Chow
周欣樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lok Yanni Chow (周欣樂), a licensed former licensee with CE reference ADH886. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-18 | 2023-09-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-18 | 2023-09-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 9 - Asset management | 2022-03-18 | 2023-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Lok Yanni Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.