Karen Ka Yun Poon
潘家欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yun Poon (潘家欣), a licensed former licensee with CE reference ADH389. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-09 | 2016-11-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2010-05-12 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-13 |