Hei Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Wah Chan, a licensed former licensee with CE reference ADH380. This person has 11.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-09 | 2014-05-23 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-09-09 | 2014-05-23 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-11 | 2008-09-09 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-11 | 2008-09-09 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-18 | 2008-05-20 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-18 | 2008-05-20 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-11 | 2005-03-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-11 | 2005-03-31 |
| Get Nice Capital Limited 結好融資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-04 |
| Get Nice Capital Limited 結好融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.