John Martin Maguire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Martin Maguire ( ), a licensed former licensee with CE reference ADC364. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-07 | 2018-04-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-07 | 2018-04-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-03 | 2011-11-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-03 | 2011-11-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-17 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-06-17 |