Sin Kwan Loo
盧善君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Kwan Loo (盧善君), a licensed former licensee with CE reference ADB471. This person has 11.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 - Asset management | 2012-11-09 | 2015-01-16 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-05-11 | 2015-01-16 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-10-28 | 2010-05-11 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2005-10-28 | 2012-11-09 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 - Advising on securities | 2005-09-12 | 2015-01-16 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-13 | 2005-09-12 |
| Continuity Capital (Hong Kong) Limited 康譽資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Kwan Loo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.