Mau Chung Ng
吳茂松
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mau Chung Ng (吳茂松), a licensed former licensee with CE reference ADB223. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-10 | 2003-10-07 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-09-10 | 2003-10-07 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | 2003-09-10 | 2003-10-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-07 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-09-10 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-10 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-09-10 |