Yee Ling Shu
舒義玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ling Shu (舒義玲), a licensed Responsible Officer with CE reference ADB050. Currently licensed at 1 firm(s): Wader Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 4 - Advising on securities | present | 2004-01-05 |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-01-05 |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 9 - Asset management | present | 2004-01-05 |