Wai Man (SFC:ADB018) Tse
謝慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ADB018) Tse (謝慧敏), a licensed former licensee with CE reference ADB018. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2015-08-13 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2015-08-13 | 2018-02-01 |