Charles Steven Monat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Steven Monat ( ), a licensed former licensee with CE reference ADA953. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Monat Associates Limited |
RO | Type 4 - Advising on securities | present | 2004-03-21 |
| Charles Monat Associates Limited |
RO | Type 6 - Advising on corporate finance | present | 2004-03-21 |