Stephen Kwok Chuen Ngai
魏國銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kwok Chuen Ngai (魏國銓), a licensed former licensee with CE reference ADA880. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-16 | 2006-03-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-01 | 2004-12-14 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-08-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-20 |