Simon Andrew Raybould
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Raybould ( ), a licensed former licensee with CE reference ADA629. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2017-12-21 | 2023-01-02 |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2017-12-21 | 2023-01-02 |
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2009-07-02 | 2017-04-13 |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2009-07-02 | 2017-04-13 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2009-06-23 | 2009-07-02 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-23 | 2009-07-02 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-30 | 2008-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2007-04-30 | 2008-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 — Advising on securities | 2007-04-30 | 2008-12-31 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2006-10-26 | 2007-04-30 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-26 | 2008-12-31 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 4 — Advising on securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-08-26 | 2008-12-31 |