Simon Andrew Raybould
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Raybould, a licensed former licensee with CE reference ADA629. This person has 16.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Type 1 - Dealing in securities | 2017-12-21 | 2023-01-02 |
| Vantage Capital Markets HK Limited | RO | Type 2 - Dealing in futures contracts | 2017-12-21 | 2023-01-02 |
| Vantage Capital Markets HK Limited | RO | Type 1 - Dealing in securities | 2009-07-02 | 2017-04-13 |
| Vantage Capital Markets HK Limited | RO | Type 2 - Dealing in futures contracts | 2009-07-02 | 2017-04-13 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2009-06-23 | 2009-07-02 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2009-06-23 | 2009-07-02 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-30 | 2008-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2007-04-30 | 2008-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 - Advising on securities | 2007-04-30 | 2008-12-31 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2006-10-26 | 2007-04-30 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-08-26 | 2008-12-31 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 4 - Advising on securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-08-26 | 2008-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Andrew Raybould during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.