Dorothy Sau Fong Ng
吳秀芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Sau Fong Ng (吳秀芳), a licensed former licensee with CE reference ADA578. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-17 | 2018-08-20 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-04-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-10 |