Dorothy Sau Fong Ng
吳秀芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Sau Fong Ng (吳秀芳), a licensed former licensee with CE reference ADA578. This person has 12.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-17 | 2018-08-20 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Sau Fong Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.