John Phillips Goldie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Phillips Goldie, a licensed former licensee with CE reference ACZ996. This person has 6.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Paradigm Investment Management Limited | RO | Type 4 - Advising on securities | 2007-08-17 | 2010-07-16 |
| Paradigm Investment Management Limited | RO | Type 9 - Asset management | 2007-08-17 | 2010-07-16 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2004-11-04 | 2006-11-07 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
RO | Type 9 - Asset management | 2004-11-04 | 2006-11-07 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-01 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as John Phillips Goldie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.