John Phillips Goldie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Phillips Goldie ( ), a licensed former licensee with CE reference ACZ996. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Paradigm Investment Management Limited |
RO | Type 4 — Advising on securities | 2007-08-17 | 2010-07-16 |
| Paradigm Investment Management Limited |
RO | Type 9 — Asset management | 2007-08-17 | 2010-07-16 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2004-11-04 | 2006-11-07 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
RO | Type 9 — Asset management | 2004-11-04 | 2006-11-07 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-01 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 9 — Asset management | present | 2004-11-01 |