Kenny Wai Yip Ho
何偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Wai Yip Ho (何偉業), a licensed former licensee with CE reference ACZ618. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-17 | 2004-03-08 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-08 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-08 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-08 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-08 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-08 |