Wai Hong (SFC:ACZ526) Wong
王為康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong (SFC:ACZ526) Wong (王為康), a licensed Responsible Officer with CE reference ACZ526. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 — Advising on securities | 2021-04-07 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-29 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-09 | 2021-01-29 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-09 | 2020-10-03 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-25 | 2020-10-03 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-11-25 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-03-13 | 2019-08-16 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-09 | 2019-08-16 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-09 | 2019-08-16 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-07 | 2018-01-09 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-07 | 2018-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-23 | 2017-08-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-23 | 2017-08-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2016-08-23 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-26 | 2016-08-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-12 | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |