Kin Wah Liu
廖建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah Liu (廖建華), a licensed former licensee with CE reference ACZ490. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2007-10-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-21 | 2007-04-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-05 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-05 |