Kam Ming (SFC:ACZ376) Wong
黃錦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming (SFC:ACZ376) Wong (黃錦明), a licensed former licensee with CE reference ACZ376. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-08 | 2018-04-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-22 | 2013-02-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-13 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-12 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-12 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-12 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |