Mary Ching Fun Lam
林靜芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Ching Fun Lam (林靜芬), a licensed former licensee with CE reference ACZ143. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-15 | 2012-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-26 | 2012-10-01 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2007-03-17 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-29 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-28 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | 2005-10-28 | 2006-08-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-10-07 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-10-07 |