Kimitaka Morikawa
森川公隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kimitaka Morikawa (森川公隆), a licensed former licensee with CE reference ACY814. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-04-15 | 2006-07-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-04-15 | 2006-07-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-06-23 | 2005-04-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-11 |