Kevin James Wotherspoon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin James Wotherspoon ( ), a licensed former licensee with CE reference ACY797. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CF Global (HK) Limited |
RO | Type 1 — Dealing in securities | 2012-06-01 | 2025-01-03 |
| CF Global (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2012-06-01 | 2025-01-03 |
| CF Global (HK) Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-10-09 | 2012-06-01 |
| CF Global (HK) Limited |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2012-06-01 |