Kwok Cheung (SFC:ACX070) Tam
譚國章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung (SFC:ACX070) Tam (譚國章), a licensed former licensee with CE reference ACX070. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2003-07-30 | 2006-10-25 |
| ABN AMRO Financial Products Limited |
RO | Type 1 — Dealing in securities | present | 2006-10-25 |
| ABN AMRO Financial Products Limited |
RO | Type 4 — Advising on securities | present | 2003-07-30 |
| ABN AMRO Financial Products Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| ABN AMRO Financial Products Limited |
RO | Type 9 — Asset management | present | 2003-07-30 |