Tai On Wu
胡泰安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai On Wu (胡泰安), a licensed former licensee with CE reference ACW160. This person has 7.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-08-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-25 |