Gerard James Coughlin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerard James Coughlin ( ), a licensed former licensee with CE reference ACU961. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2003-07-18 | 2004-10-15 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2003-07-18 | 2004-10-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-15 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | present | 2004-10-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-10-15 |