Mei Ling Shum
岑美玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Ling Shum (岑美玲), a licensed former licensee with CE reference ACT493. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-02-01 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-12 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |