Ka Wo Kam
金嘉和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wo Kam (金嘉和), a licensed former licensee with CE reference ACT200. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2010-08-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | present | 2010-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-02-11 |