Robert James Gilbert Fleming
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Gilbert Fleming, a licensed former licensee with CE reference ACT128. This person has 21.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CF Global (HK) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2024-04-30 |
| CF Global (HK) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| CF Global (HK) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| CF Global (HK) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert James Gilbert Fleming during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.