James Hsu
續縉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hsu (續縉), a licensed former licensee with CE reference ACS138. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-01-27 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |