Peggy Kwai King Lai

賴桂琼
CE No. ACR325 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Kwai King Lai (賴桂琼), a licensed former licensee with CE reference ACR325. This person has 13.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
CS Wealth Securities Limited
中策富滙證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2016-06-06
CS Wealth Securities Limited
中策富滙證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-06-14
CS Wealth Securities Limited
中策富滙證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-06-14
CS Wealth Securities Limited
中策富滙證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-14

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Peggy Kwai King Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wing Shing Leung CS Wealth Securities Limited 2003–2016
Kar Kit Chiu CS Wealth Securities Limited 2003–2016
Chiu To Li CS Wealth Securities Limited 2003–2016
Karen Kit Hang Li CS Wealth Securities Limited 2003–2016
Maisie Shin U Wong CS Wealth Securities Limited 2003–2016
Frederick Wing Tong Wong CS Wealth Securities Limited 2003–2016
Tat Chung Fung CS Wealth Securities Limited 2006–2016
Kwun Tat Ho CS Wealth Securities Limited 2008–2013
Joseph Tin Chi Lau CS Wealth Securities Limited 2003–2004
Explore the interactive colleague network →

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