Richard Wainwright
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wainwright ( ), a licensed former licensee with CE reference ACR161. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-22 | 2018-06-15 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-05 | 2013-03-14 |