Doris Wing Man Sun

辛頴敏
CE No. ACQ917 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Wing Man Sun (辛頴敏), a licensed former licensee with CE reference ACQ917. This person has 6.1 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
EverShine International Securities Limited
永盛國際證券有限公司
RO Type 1 - Dealing in securities 2018-10-03 2019-03-15
China Hanya Asset Management Limited
中國瀚亞資產管理有限公司
Rep Type 4 - Advising on securities 2016-04-28 2017-03-27
China Hanya Asset Management Limited
中國瀚亞資產管理有限公司
Rep Type 9 - Asset management 2016-04-28 2017-03-27
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 2 - Dealing in futures contracts 2015-10-08 2016-02-26
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 1 - Dealing in securities 2015-06-22 2016-02-26
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 4 - Advising on securities 2015-06-22 2016-02-26
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2014-03-24 2015-06-15
iBest Consultants Limited Rep Type 1 - Dealing in securities 2014-03-24 2015-06-15
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 - Advising on securities 2014-03-24 2015-06-15
iBest Consultants Limited Rep Type 4 - Advising on securities 2014-03-24 2015-06-15
First Fidelity Capital (International) Limited Rep Type 4 - Advising on securities 2009-06-15 2009-10-09
FT Securities Limited
富通證券有限公司
Rep Type 1 - Dealing in securities 2006-09-13 2009-03-02
FT Securities Limited
富通證券有限公司
Rep Type 2 - Dealing in futures contracts 2006-09-13 2009-03-02
FT Securities Limited
富通證券有限公司
Rep Type 5 - Advising on futures contracts 2006-09-13 2009-03-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Wing Man Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sit Lun Liu FT Securities Limited 2006–2009
Kenneth Kin Wah Law FT Securities Limited 2006–2009
Vivian Shuk Wa Li FT Securities Limited 2006–2009
Benjamin Kam Wing Hui FT Securities Limited 2006–2009
Salim Jouhar Bilavinakath FT Securities Limited 2006–2009
Chieh-Kuo Chen FT Securities Limited 2006–2009
Yung-Yin Chang FT Securities Limited 2006–2009
Ya-Lan Chuang FT Securities Limited 2006–2009
Ka Man Kwan FT Securities Limited 2006–2009
Yui Kwong Kwok FT Securities Limited 2006–2009
Wan-Jou Liu FT Securities Limited 2006–2009
Ya-Ling Lin FT Securities Limited 2006–2009
Hui-Yen Tang FT Securities Limited 2006–2009
Karen Pui Fan Tsang FT Securities Limited 2006–2009
So Ling Yip FT Securities Limited 2006–2009
Harvey Pok Man Yeung FT Securities Limited 2006–2009
Pak Ming Yeung FT Securities Limited 2006–2009
Heung To Yim FT Securities Limited 2006–2009
Tswei-May Chen FT Securities Limited 2006–2009
Chiung-Hua Wu FT Securities Limited 2006–2009
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