Karim Kabbabe

CE No. ACQ851 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karim Kabbabe, a licensed former licensee with CE reference ACQ851. This person has 7.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
De Riva Asia Limited Rep Type 1 - Dealing in securities 2010-10-29 2013-07-10
De Riva Asia Limited Rep Type 2 - Dealing in futures contracts 2010-10-29 2013-07-10
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2006-06-13 2010-10-26
KGI Securities (Hong Kong) Limited
凱基證券(香港)有限公司
Rep Type 1 - Dealing in securities 2006-06-13 2010-10-26
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2006-06-13 2010-10-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karim Kabbabe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tim Tsing To Luk KGI Securities (Hong Kong) Limited 2006–2010
Tong Heng Ngo KGI Securities (Hong Kong) Limited 2006–2010
Joanne Oi Man Cheung KGI Securities (Hong Kong) Limited 2006–2010
Ghaleb Ferjane KGI Securities (Hong Kong) Limited 2007–2010
Nelson Wong KGI Securities (Hong Kong) Limited 2006–2010
Wendy Lou De Riva Asia Limited 2010–2013
Ernest Ling Chung Chow De Riva Asia Limited 2010–2013
Daisy Yan Ki Ling KGI Securities (Hong Kong) Limited 2006–2010
Raphael Pierre Benjamin Gautier De Riva Asia Limited 2010–2013
Man Sang Law KGI Securities (Hong Kong) Limited 2006–2010
Betty Siu Ping Wong KGI Securities (Hong Kong) Limited 2006–2010
Wing Chung Lai KGI Securities (Hong Kong) Limited 2006–2010
Wai Chung Lee KGI Securities (Hong Kong) Limited 2006–2010
Ting Cheung Young KGI Securities (Hong Kong) Limited 2006–2010
Tsz Hon Chan KGI Securities (Hong Kong) Limited 2006–2010
Amy Yuen Shan Poon KGI Securities (Hong Kong) Limited 2006–2010
Yuen Wah Wu KGI Securities (Hong Kong) Limited 2006–2010
Colin Celan Ling KGI Securities (Hong Kong) Limited 2006–2010
Kwun Hei Hui KGI Securities (Hong Kong) Limited 2006–2010
Wing Fat Ching KGI Securities (Hong Kong) Limited 2007–2010
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