Cuthbert Ka Lok Chan
陳家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cuthbert Ka Lok Chan (陳家洛), a licensed former licensee with CE reference ACQ703. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-02 | 2008-06-04 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2005-12-31 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2004-09-16 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-09-16 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2004-09-16 |