Cuthbert Ka Lok Chan
陳家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cuthbert Ka Lok Chan (陳家洛), a licensed former licensee with CE reference ACQ703. This person has 5.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-02 | 2008-06-04 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-31 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-16 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-16 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cuthbert Ka Lok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.