You Guo
郭友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Guo (郭友), a licensed former licensee with CE reference ACO953. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SeaBright Asset Management Limited 光大海基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2003-07-23 | 2004-07-30 |
| SeaBright Asset Management Limited 光大海基資產管理有限公司 |
RO | Type 9 — Asset management | 2003-07-23 | 2004-07-30 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-06 | 2003-07-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-06 | 2003-07-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-06 | 2003-07-08 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2003-06-06 | 2003-07-08 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-18 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-18 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 — Asset management | present | 2004-07-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |