Thomas Hak Yin Ng
吳克賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hak Yin Ng (吳克賢), a licensed former licensee with CE reference ACO357. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-18 | 2011-05-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2010-09-20 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2010-09-20 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2010-08-16 | 2010-09-20 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2010-08-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2010-08-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-22 | 2010-08-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-03 | 2010-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-03 | 2010-07-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-06-03 | 2010-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-03 | 2010-07-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-22 | 2008-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-22 | 2008-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-22 | 2008-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-22 | 2008-06-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2007-10-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-10 | 2007-10-11 |