Thomas Hak Yin Ng
吳克賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hak Yin Ng (吳克賢), a licensed former licensee with CE reference ACO357. This person has 6.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-18 | 2011-05-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-16 | 2010-09-20 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-16 | 2010-09-20 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 - Advising on securities | 2010-08-16 | 2010-09-20 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-22 | 2010-08-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-22 | 2010-08-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-22 | 2010-08-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-03 | 2010-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-03 | 2010-07-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2008-06-03 | 2010-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-03 | 2010-07-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-22 | 2008-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-22 | 2008-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-22 | 2008-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-22 | 2008-06-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-28 | 2007-10-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2007-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Hak Yin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.