Samantha Sau Yan Stowe
陳秀恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samantha Sau Yan Stowe (陳秀恩), a licensed former licensee with CE reference ACN447. This person has 13.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2014-01-09 | 2016-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 - Dealing in futures contracts | 2014-01-09 | 2016-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | 2014-01-09 | 2016-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-02-17 | 2014-01-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-04-16 | 2014-01-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2016-03-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2016-03-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2014-01-09 |